Sarbanes-Oxley Compliance

EFP Rotenberg has a team of professionals trained to handle all of the Sarbanes-Oxley (SOX) compliance needs of clients for whom we do not perform audits. We have the capacity and expertise to:

• Assist management on an advisory basis to comply with SOX
• Provide outsource professionals to assist with section 404 compliance

Making Sarbanes-Oxley part of the DNA of your organization

The key to Sarbanes-Oxley is to always have the “end state” in mind and build a process-oriented organization that will lead to overall SOX compliance, rather than focus on short-term goals that will require costly updates. To accomplish these results, we use a four-phase model to tackle SOX compliance:

• Phase 1 - Organization and planning
• Phase 2 - Corporate-level control assessment
• Phase 3 - Process-level control assessment
• Phase 4 - Testing, reporting, and monitoring

We find this model to be very successful because it incorporates all members of the organization who are required to “buy in” to the process.  It allows us to assist the company in an organized and detailed fashion to achieve successful results.

And then your organization takes over

We educate and train your staff along the way so that you can take over and manage a more cost-efficient approach for Sarbanes-Oxley compliance.  We maintain an open line of communication with management throughout the entire process.

Global reach

We’ll provide services to your corporate and subsidiary locations all around the world.  We think global.  As an independent member of the BDO Seidman Alliance, Rotenberg & Co. is able to provide clients with vast resources and technical expertise in virtually any location around the world.

PCAOB registration

EFP Rotenberg LLP is registered with the Public Company Accounting Oversight Board (PCAOB) and subject to the peer review inspection process as mandated by the U.S. Securities and Exchange Commission.